BERNARD MADOFF SCANDAL: Copy of the letter Harry Markopolos sent to the SEC in 2005 detailing the likely fraud at Madoff’s firm. The fact that the fraud was not exposed until 2008 is truly astounding. More appalling are the huge red flags that exposed the lack of due diligence of so-called sophisticated investors and funds of hedge funds.
FINANCIAL
ADVISOR:
A fact sheet providing
investors with answers
to the most commonly asked
questions about hiring
an advisor. Asking the
right questions can help
client’s find the right
advisor for their needs.
ADVISOR
RELATIONSHIP:
Provides an overview of
issues to consider when
hiring a financial advisor.
An affiliation based on
full disclosure, trust
and open communication
are keys to an enduring
advisor-client relationship.
CFA
FACTS:
Professional investors
have long understood the
value of the CFA Charter.
This article details to
individual investors the
background, knowledge and
experience required, ethics
and relevance of the CFA
Charter.
DEFINING
INVESTMENT:
Details some of the issues
that client and advisor
should consider when defining
their investment objectives.
Topics
of Interest all require
the Adobe Acrobat Reader
to view or print. Click
on the link below to download
a free version of Adobe
Acrobat Reader.
